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PLI Groupcast: Securities Offerings 2014: A Public Offering

This is a webcast of the live New York session presented by PLI and hosted by the CMBA.
Credits: 4.75 CLE Credit hours

This course will provide a solid understanding of the legal framework for securities offerings under the Securities Act of 1933. Topics covered include the basics, such as definitions and regulations of “offers” and “sales” of “securities” and the distinctions between public and private offerings, including the need to register public offerings (and how that is done) and basic exemptions from registration. It will also cover important and ever-evolving topics, such as “working effectively with the SEC,” the current SEC agenda affecting the registration process, including current approaches to disclosure, publicity restrictions and the evolution of the JOBS Act. The course will also cover the critical financial information that forms the backbone of disclosures in securities offerings, including: annual and interim financial statements, management’s discussion & analysis, the SEC’s rules concerning disclosure of so-called “non-GAAP financial measures” and other developments in disclosure documents.

Registration: 8:30 a.m. Program: 9-1:00 p.m.

Register through PLI - Click Here to visit PLI website

Start Date: Friday, March 14, 2014
End Date: Friday, March 14, 2014
Coordinators: CLE Department
Address: Cleveland Metropolitan Bar Association
1301 East Ninth Street
Second Level
Cleveland, OH 44114

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